UNITED TECHNOLOGIES CORPORATION

The attached is a summary of the U.S. State Department Resolution of the United Technologies Corporation Arms Export Control Enforcement Case. John Priecko authored the summary of the State Departments settlement with UTC. The summary provides details on the five-hundred and seventy-six (576) alleged violations of the Arms Export Control Act (AECA) and International Traffic in Arms Regulations (ITAR) for unauthorized export and transfer of defense articles, to include technical data (TD), and unauthorized provision of defense services to various countries, including proscribed destinations.